DFX Intelligence
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Feed of 09/14/2026
Also filed as J•••• B••••••••• J••••••• B••••
At current firm
0 y
since May 1, 2026
In the industry
25 y
since Jul 23, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince May 1, 2026 · New York, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 11, 2016 to May 4, 2026 · New York, Ny
- U•• F•••••••• S••••••• I••• wirehouseJan 9, 2009 to Jan 20, 2016 · Paramus, Nj
- M••••• S•••••• • C•• L•• unclassifiedFeb 8, 2008 to Jan 13, 2009 · Pearl River, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••left May 4, 2026, registered May 1, 2026 (-3 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 20, 2016, registered Jan 11, 2016 (-9 days) · Wirehouse to wirehouse · moved with a team
- M••••• S•••••• • C•• L•• to U•• F•••••••• S••••••• I•••left Jan 13, 2009, registered Jan 9, 2009 (-4 days) · corporate re-registration, not a move
Signals
- ••• LockedMay 4, 2026 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address