RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••••• G•••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Sep 27, 2022 · San Francisco, Ca
- M••••• S•••••• wirehouseMay 19, 2011 to Oct 11, 2022 · San Francisco, Ca
- D••••••• B••• S••••••••• I••• no RAUMJun 10, 2009 to May 31, 2011 · San Francisco, Ca
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Oct 11, 2022, registered Sep 27, 2022 (-14 days) · Wirehouse to wirehouse · moved with a team
- D••••••• B••• S••••••••• I••• to M••••• S••••••left May 31, 2011, registered May 19, 2011 (-12 days) · Other
- J••••• D••••• G••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2022-09-27)Oct 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address