RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• K•••• W••••••••
- R••••• W• B•••• • C•• I••••••••• mixed wealth currentsince Mar 19, 2025 · Indianapolis, In
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• formerMar 30, 2004 to Aug 17, 2007 · New York, Ny
- S••••••• F•••••••• S•••••••• I••• formerOct 15, 2002 to Mar 24, 2004 · St. Louis, Mo
- A•••••• G••••• I•••••••• M•••••• A••••••• L•• to R••••• W• B•••• • C•• I•••••••••left Aug 17, 2007, registered Mar 19, 2025 (6424 days) · Other
- S••••••• F•••••••• S•••••••• I••• to A•••••• G••••• I•••••••• M•••••• A••••••• L••left Mar 24, 2004, registered Mar 30, 2004 (6 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address