D•••••• Z•••• M•••••••

• C•••••••• G••••• M•••••• I••• BD affiliated current
  since Nov 5, 2021 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Jul 23, 2015 to Aug 3, 2021 · New York, Ny
• C•••••••• G••••• M•••••• I••• BD affiliated
  Jan 24, 2014 to Jul 24, 2015 · New York, Ny
• J••• M••••• S••••••••• L•• wirehouse
  Oct 1, 2012 to Dec 24, 2013 · New York, Ny
• C•••• I••••••••• S••••••• C•••• former
  Jun 25, 2008 to Oct 1, 2012 · New York, Ny

• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Aug 3, 2021, registered Nov 5, 2021 (94 days) · Wirehouse to affiliated broker-dealer or bank
• C•••••••• G••••• M•••••• I••• to J••• M••••• S••••••••• L••
  left Jul 24, 2015, registered Jul 23, 2015 (-1 days) · Other
• J••• M••••• S••••••••• L•• to C•••••••• G••••• M•••••• I•••
  left Dec 24, 2013, registered Jan 24, 2014 (31 days) · Other
• C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••
  left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address