DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
At current firm
0 y
since Aug 21, 2026
In the industry
25 y
since Jul 31, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Edward Jones national BD currentsince Aug 21, 2026 · Pulaski, Va
- Osaic Institutions, Inc. BD affiliatedNov 23, 2009 to Aug 24, 2026 · Pulaski, Va
Moves
a registration end followed by a registration begin elsewhere
- Osaic Institutions, Inc. to Edward Jonesleft Aug 24, 2026, registered Aug 21, 2026 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- Aaron Brett Sexton no longer holds an investment adviser registration (last listed at Edward Jones on the 2026-09-16 feed)Sep 16, 2026 · Advisor registration ended · derived
- Aaron Brett Sexton left Osaic Institutions, Inc. for Edward Jones (registered 2026-08-21)Aug 24, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address