DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pure Financial Advisors, LLC
Latest filing Sep 11, 2026
First filing on the tape Nov 23, 2011 · 62 filings
SEC status approved since May 1, 2009
RAUM
$11B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
100%
$11B individuals and HNW
Advisors
90
registered through the firm on IAPD
RAUM per advisor
$123M
derived; firm RAUM over IAPD count
Employees
204
76 advisory (5.B.1)
Offices
13
beyond the principal office
Private funds
0
reported on Schedule D
History
62 filings and snapshots on the tape
RAUM$11B as of Aug 31, 2026
Jan 25, 2012$436M then
HNW client RAUM$9.3B as of Aug 31, 2026
Mar 30, 2018$1.5B then
State-registered IARs (5.B.3)76 as of Aug 31, 2026
Mar 27, 201313 then
Employees (5.A)204 as of Aug 31, 2026
Mar 27, 201329 then
Private funds: no history
RAUM +38% over the last fiscal year+34% a year over threeIARs 64 to 76offices 11 to 13
Practice profile
derived from the filing of Sep 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Planning-led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RAUM per advisor
- $123MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 83derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 6.4derived14 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +19%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
- Financial planning clients
- 7,000reportedItem 5.H
- Custody
- $1.9B, 5,253 clientsreportedItem 9.A
- Ownership
- controlled by a public reporting companyderived
- Firms absorbed, 24 months
- 2derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- an independent public accountant performs a surprise examination (9.C.1)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$9.3B84%
- Individuals$1.8B16%
- Pension and profit-sharing plans$9.4M0.1%
- Charitable organizations$1.3M0.0%
- Individual clients
- 3,936reported
- HNW clients
- 3,567reported
- Pension plan clients
- 4reported
- Charitable clients
- 2reported
- Accounts
- 7,509reported
- Financial planning clients
- 7,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.9B for 5,253 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
90 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew C BalderstonCertified Financial Planner | San Diego, Ca | Nov 2, 2007 | 19 y | 1 |
| Joseph Dennis AndersonCertified Financial Planner | San Diego, Ca | Jan 7, 2008 | 27 y | 2 |
| Benjamin LittmanCertified Financial Planner | San Diego, Ca | Jan 15, 2008 | 19 y | 0 |
| John Lee DuganCertified Financial Planner | San Diego, Ca | Feb 25, 2008 | 22 y | 1 |
| Karen Lisa BaszakCertified Financial Planner | San Diego, Ca | Mar 23, 2009 | 26 y | 3 |
| Matthew James HorsleyCertified Financial Planner | San Diego, Ca | Aug 11, 2009 | 33 y | 2 |
| Michael Peter PashCertified Financial Planner | Irvine, Ca | Jul 9, 2010 | 30 y | 1 |
| Brian Kennedy SauterCertified Financial Planner | San Diego, Ca | Jan 12, 2011 | 18 y | 1 |
| Nathaniel Theodore RitchisonCertified Financial Planner | San Diego, Ca | Mar 8, 2011 | 23 y | 2 |
| Peter Jonathan KellerCertified Financial Planner | San Diego, Ca | Feb 16, 2012 | 32 y | 4 |
| Thomas Kendall VanceCertified Financial Planner | Irvine, Ca | Sep 24, 2012 | 32 y | 5 |
| Robert James MccullockCertified Financial Planner | San Diego, Ca | Sep 13, 2013 | 28 y | 4 |
| David Michael CookCertified Financial Planner | San Diego, Ca | Dec 22, 2014 | 25 y | 6 |
| Allison Jo AlleyCertified Financial Planner | San Diego, Ca | Feb 12, 2015 | 22 y | 5 |
| Jacob Aaron GreenbergCertified Financial Planner, Chartered Financial Consultant | San Diego, Ca | Jun 10, 2015 | 15 y | 2 |
| Nathan Cody NicholasChartered Financial Analyst | San Diego, Ca | Nov 16, 2015 | 17 y | 0 |
| Bryan Benjamin RossCertified Financial Planner | San Diego, Ca | May 4, 2017 | 11 y | 0 |
| Brian Keith PerryCertified Financial Planner, Chartered Financial Analyst | Greenwood Village, Co | Aug 1, 2017 | 15 y | 3 |
| Amy Lynn MooreCertified Financial Planner | San Diego, Ca | Feb 23, 2018 | 12 y | 3 |
| Kyle Colton StaceyCertified Financial Planner | San Diego, Ca | Feb 27, 2018 | 10 y | 0 |
| Robert Greene CanavanCertified Financial Planner | San Diego, Ca | Mar 15, 2018 | 28 y | 1 |
| Richard Anthony Avilez AlexanderCertified Financial Planner | Brea, Ca | Mar 19, 2018 | 16 y | 3 |
| Peter F StokesCertified Financial Planner | San Diego, Ca | Nov 21, 2018 | 30 y | 1 |
| Gary Scott HubandCertified Financial Planner | San Diego, Ca | Mar 8, 2019 | 17 y | 5 |
| Kendle Francom SmithCertified Financial Planner | San Diego, Ca | Feb 11, 2020 | 13 y | 2 |
| Dean William HeimbachCertified Financial Planner | San Diego, Ca | Feb 11, 2020 | 33 y | 4 |
| Annie Ju-Yin ChenCertified Financial Planner | San Diego, Ca | Feb 18, 2020 | 14 y | 2 |
| Brian Jay WolffCertified Financial Planner | San Diego, Ca | Apr 13, 2020 | 13 y | 1 |
| Phillip T ChinothaiCertified Financial Planner | San Diego, Ca | Oct 26, 2020 | 13 y | 0 |
| Joseph Daniel SchweigerCertified Financial Planner | San Diego, Ca | Jan 8, 2021 | 14 y | 1 |
| Michael Thomas ChipperfieldCertified Financial Planner | San Diego, Ca | Feb 8, 2021 | 11 y | 1 |
| Jeffrey Douglas BrechtCertified Financial Planner | San Diego, Ca | Jun 18, 2021 | 14 y | 5 |
| William Anthony HodappCertified Financial Planner | San Diego, Ca | Aug 4, 2021 | 28 y | 4 |
| Dominic Jon Knauf | St. Louis Park, Mn | Sep 27, 2021 | 14 y | 2 |
| Joseph James SanchezCertified Financial Planner | San Diego, Ca | Sep 28, 2021 | 12 y | 2 |
| Johnson George AndrewsCertified Financial Planner | Irvine, Ca | Dec 13, 2021 | 25 y | 6 |
| Valerie Marie KampeChartered Financial Analyst | Mercer Island, Wa | Jan 10, 2022 | 30 y | 1 |
| Rachel Brooke FussCertified Financial Planner | San Diego, Ca | Jan 11, 2022 | 14 y | 2 |
| Ryan Arthur MiillerCertified Financial Planner | San Diego, Ca | Jan 12, 2022 | 27 y | 3 |
| Daniel James GoldsteinCertified Financial Planner | San Diego, Ca | Mar 4, 2022 | 15 y | 3 |
Advisor movement
1 left, 8 joined in 12 months
net +7 in 12 months0 left in 90 days4 joined in 90 daysdeparture rate 1.1% of current headcount3 left over 36 months
Left, latest
- Matthew Thomas Gray to NectarineOct 8, 2025 · Other
- Leigh Nicole Beaman to Wheels Up Wealth, Inc.Oct 27, 2024 · RIA to RIA
- Deshon Patrick Robinson to Wealthspire Retirement AdvisorySep 25, 2024 · Other
- Ross Bentley Hansen to Edward JonesJul 30, 2019 · RIA to affiliated broker-dealer or bank
- Eric John Hamel to Beacon Pointe Wealth Advisors, LLCJul 16, 2019 · RIA to RIA
- Jason Edward Thomas to Avantax Advisory ServicesJul 16, 2019 · RIA to affiliated broker-dealer or bank
- Michael Norman Bernier to Canter WealthJan 21, 2019 · RIA to RIA
- Babak Gahvari to Canter WealthMay 23, 2017 · Other
- Danny George Michael to Satori Wealth Management, Inc.May 12, 2017 · Other
- Christopher Gregory Russell to Tempus PecuniaFeb 10, 2017 · Other
- Kenneth Alan Benedict to Sagepoint Financial, Inc.Dec 7, 2015 · Other
- Kyle Ray to Sagepoint Financial, Inc.Nov 10, 2015 · Other
- James Andrew Amerman to LourdmurrayNov 3, 2015 · Other
- Gabriel Abraham Shahin to Falcon Wealth Planning, Inc.Mar 30, 2015 · Other
- Charles Frederick Fowler to Cibc Private Wealth Advisors, Inc.Feb 4, 2014 · Other
Joined, latest
- Marysol Flores Salazar from Missionsquare RetirementSep 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- Justin Richard Wilson from Perigon Wealth Management, LLCSep 1, 2026 · RIA to RIA
- Daron Edward Estrada from Charles Schwab & Co., Inc.Jul 15, 2026 · Affiliated broker-dealer or bank to independent RIA
- Branden Randall from Perigon Wealth Management, LLCJul 9, 2026 · RIA to RIA
- Bradley Loren Anderson from MarinerJun 4, 2026 · Affiliated broker-dealer or bank to independent RIA
- Blake Kenneth Naylor from Northwestern Mutual Investment Services,LLCMay 27, 2026 · Other
- Christopher O'Brian Jackson from Strategic Wealth Partners, Ltd.Apr 1, 2026 · RIA to RIA
- Bryan Danny Mcdermott from Financial Planning For Generations, Inc.Mar 18, 2026 · Other
- Marc David Horner from Fairhaven Wealth Management, LLCApr 17, 2025 · RIA to RIA
- Gerald William King from Fairhaven Wealth Management, LLCApr 17, 2025 · RIA to RIA
- Kurt D. Anderson from Fairhaven Wealth Management, LLCApr 17, 2025 · RIA to RIA
- Trent Edward Warren from Fairhaven Wealth Management, LLCApr 17, 2025 · RIA to RIA
- Jennifer Allison Taylor from Fairhaven Wealth Management, LLCApr 16, 2025 · RIA to RIA
- Matthew J Frederick from Fairhaven Wealth Management, LLCApr 14, 2025 · RIA to RIA
- Phillip Brian Smolinski from Fairhaven Wealth Management, LLCApr 14, 2025 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Fairhaven Wealth Management, LLCOct 31, 2025 · Wheaton, Il
- 5 joined from Fairhaven Wealth Management, LLCJul 7, 2025 · Wheaton, Il · Firm absorbed
- 4 joined from Personal Investment Management IncApr 11, 2025 · Redmond, Wa · Firm absorbed
- 2 joined from The Professional Financial Company LLCDec 12, 2024 · Orem, Ut
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Dennis Joseph Anderson · Ceocontrolsince 11/2012 · owns less than 5%
- Timothy Jason Carver · Cfo & Managing Partnercontrolsince 06/2023 · owns less than 5%
- Robert Alan Clopine · Executive Chairmancontrolsince 06/2023 · owns less than 5%
- Henri Eugene Elias Jr · Presidentcontrolsince 08/2026 · owns less than 5%
- Syed Abbas Hasan · Coocontrolsince 10/2022 · owns less than 5%
- Luv Danielle Martin · Ccocontrolsince 05/2014 · owns less than 5%
- Keith Brian Perry · Executive Vice President & Ciocontrolsince 07/2019 · owns less than 5%
Entity owners
- Pfa Acquisition 1, LLC · Memberdirect · owns 75% or more
- Canada Pension Plan Investment Board · Shareholderindirect · owns 75% or more of Cpp Investment Board (Usre V) Inc.
- Cpp Investment Board (Usre V) Inc. · Limited Partnerindirect · owns 25% to 50% of Lee Equity Partners Fund III(A), L.P.
- Lee Equity Partners Fund III(A), L.P. · Memberindirect · owns 75% or more of Lep Pfa Holdings 2, LLC
- Lee Equity Partners III Gp, LLC · General Partnerindirect · owns F of Lee Equity Partners Fund III(A), L.P.
- Lep Pfa Holdings 2, LLC · Memberindirect · owns 25% to 50% of Pfa Holdings, LLC
- Pfa Holdings, LLC · Memberindirect · owns 75% or more of Pfa Intermediate Holdings, LLC
- Pfa Intermediate Holdings, LLC · Memberindirect · owns 75% or more of Pfa Acquisition 1, LLC
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 81 | 8 | 0 | ||
| Brea, Ca | 9 | 2 | 0 | ||
| Irvine, Ca | 8 | 1 | 0 | ||
| Wheaton, Il | 7 | 0 | 0 | ||
| Redmond, Wa | 5 | 1 | 0 | ||
| Woodland Hills, Ca | 4 | 1 | 0 | ||
| Mercer Island, Wa | 4 | 1 | 1 | ||
| Greenwood Village, Co | 4 | 0 | 0 | ||
| Northbrook, Il | 3 | 0 | 0 | ||
| Lehi, Ut | 2 | 0 | 0 | ||
| Davis, Ca | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Irvine, CA7 employees
- Brea, CA7 employees
- Greenwood Village, CO3 employees
- Mercer Island, WA3 employees
- Northbrook, IL3 employees
- Woodland Hills, CA3 employees
- Davis, CA3 employees
- Lehi, UT2 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Sep 11, 2026ELIAS JR, EUGENE, HENRI (PRESIDENT) appeared on Schedule A between the filings of 2023-06-27 and 2026-09-11peers: independent wealth managers, $5B to $20B (289)
- control person changedChange between filings · filing Sep 11, 2026HASAN, ABBAS, SYED (COO) left Schedule A between the filings of 2023-06-27 and 2026-09-11peers: independent wealth managers, $5B to $20B (289)
- account count collapseChange between filings · filing Feb 26, 2026accounts (Item 5.F.2.f) moved from 22,199.0 to 7,509.0 (-66.0%) between the annual amendments of 2025-04-23 and 2026-02-26; the peer median change was +8.0% (253 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 1.2% percentile
What changed
consecutive filings, newest first
- Financial planning clients · More than 500 to More than 500Aug 31, 2026 to Sep 11, 2026
- Related adviser · false to unsetAug 31, 2026 to Sep 11, 2026
- Related bank · false to unsetAug 31, 2026 to Sep 11, 2026
- Related broker-dealer · false to unsetAug 31, 2026 to Sep 11, 2026
- Related insurance company · false to unsetAug 31, 2026 to Sep 11, 2026
- Succession · false to unsetAug 31, 2026 to Sep 11, 2026
- Other offices · 12 to 13Feb 26, 2026 to Aug 31, 2026
- Accounts · 22,199 to 7,509Sep 30, 2025 to Feb 26, 2026
- Advisory employees · 64 to 76Sep 30, 2025 to Feb 26, 2026
- HNW clients · 3,060 to 3,567Sep 30, 2025 to Feb 26, 2026
- Individual clients · 3,193 to 3,936Sep 30, 2025 to Feb 26, 2026
- Assets in custody · $1.5B to $1.9BSep 30, 2025 to Feb 26, 2026
- Employees · 171 to 204Sep 30, 2025 to Feb 26, 2026
- State-registered IARs · 64 to 76Sep 30, 2025 to Feb 26, 2026
- Discretionary RAUM · $7.9B to $11BSep 30, 2025 to Feb 26, 2026
- HNW RAUM · $6.5B to $9.3BSep 30, 2025 to Feb 26, 2026
- Individual RAUM · $1.5B to $1.8BSep 30, 2025 to Feb 26, 2026
- Non-discretionary RAUM · $156M to $203MSep 30, 2025 to Feb 26, 2026
- Pension RAUM · $23.0M to $9.4MSep 30, 2025 to Feb 26, 2026
- RAUM · $8.0B to $11BSep 30, 2025 to Feb 26, 2026
- Financial planning clients · More than 500 to More than 500May 16, 2025 to Jul 21, 2025
- Other offices · 11 to 12May 16, 2025 to Jul 21, 2025
- Accounts · 17,762 to 22,199Jan 24, 2025 to Apr 23, 2025
- Advisory employees · 56 to 64Jan 24, 2025 to Apr 23, 2025
- HNW clients · 2,397 to 3,060Jan 24, 2025 to Apr 23, 2025
- Individual clients · 2,572 to 3,193Jan 24, 2025 to Apr 23, 2025
- Assets in custody · $2.1B to $1.5BJan 24, 2025 to Apr 23, 2025
- Employees · 139 to 171Jan 24, 2025 to Apr 23, 2025
- State-registered IARs · 56 to 64Jan 24, 2025 to Apr 23, 2025
- Other offices · 9 to 11Jan 24, 2025 to Apr 23, 2025
- Discretionary RAUM · $6.2B to $7.9BJan 24, 2025 to Apr 23, 2025
- HNW RAUM · $5.1B to $6.5BJan 24, 2025 to Apr 23, 2025
- Individual RAUM · $1.2B to $1.5BJan 24, 2025 to Apr 23, 2025
- Non-discretionary RAUM · $98.1M to $156MJan 24, 2025 to Apr 23, 2025
- Pension RAUM · $22.1M to $23.0MJan 24, 2025 to Apr 23, 2025
- RAUM · $6.3B to $8.0BJan 24, 2025 to Apr 23, 2025
- Other offices · 8 to 9Nov 18, 2024 to Jan 24, 2025
- Other offices · 7 to 8Mar 27, 2024 to Nov 18, 2024
- Accounts · 14,757 to 17,762Jan 2, 2024 to Mar 27, 2024
- Advisory employees · 46 to 56Jan 2, 2024 to Mar 27, 2024
Signals
19 dated events
- Pure Financial Advisors, Llc reported RAUM $11.1B, up 38% from $8.0B (2025-09-30 to 2026-02-26)Feb 26, 2026 · RAUM change · derived
- 2 advisors left Fairhaven Wealth Management, LLC (Wheaton, IL) for Pure Financial Advisors, LLC on the same dayOct 31, 2025 · Team lift-out · derived
- Matthew Thomas Gray left Pure Financial Advisors, Llc for Nectarine (registered 2026-01-30)Oct 8, 2025 · Advisor changed firm · fact
- Fairhaven Wealth Management, LLC's advisors moved to Pure Financial Advisors, LLC (Wheaton, IL): 5 of 7 registered, on the same dayJul 7, 2025 · Firm absorbed (people side) · derived
- Pure Financial Advisors, Llc reported RAUM $8.0B, up 27% from $6.3B (2025-01-24 to 2025-04-23)Apr 23, 2025 · RAUM change · derived
- Personal Investment Management Inc's advisors moved to Pure Financial Advisors, LLC (Redmond, WA): 4 of 4 registered, on the same dayApr 11, 2025 · Firm absorbed (people side) · derived
- 2 advisors left The Professional Financial Company LLC (Orem, UT) for Pure Financial Advisors, LLC on the same dayDec 12, 2024 · Team lift-out · derived
- Leigh Nicole Beaman left Pure Financial Advisors, Llc for Wheels Up Wealth, Inc. (registered 2024-11-11)Oct 27, 2024 · Advisor changed firm · fact
- Deshon Patrick Robinson left Pure Financial Advisors, Llc for Wealthspire Retirement Advisory (registered 2025-05-29)Sep 25, 2024 · Advisor changed firm · fact
- Pure Financial Advisors, Llc reported RAUM $6.3B, up 37% from $4.6B (2024-01-02 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Pure Financial Advisors, Llc reported 56 state-registered advisory representatives, up from 46 (2024-01-02 to 2024-03-27)Mar 27, 2024 · Advisor headcount change · derived
- Timothy Jason Carver (Cfo & Managing Partner) appeared on Schedule A of Pure Financial Advisors, LlcJun 27, 2023 · Control person joined · fact
- Abbas Hasan (Coo) appeared on Schedule A of Pure Financial Advisors, LlcNov 16, 2022 · Control person joined · fact
- Martin Paul Miller (Coo) no longer on Schedule A of Pure Financial Advisors, Llc (listed 2022-04-27, absent 2022-07-22)Jul 22, 2022 · Control person left · inference
- Martin Paul Miller (Coo) appeared on Schedule A of Pure Financial Advisors, LlcJan 11, 2022 · Control person joined · fact
- Pure Financial Advisors, Inc. reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 5, 2022 · Succession (Item 4) · fact
- Lee Michael Fenison (Chairman Of The Board) no longer on Schedule A of Pure Financial Advisors, Llc (listed 2021-03-30, absent 2022-01-05)Jan 5, 2022 · Control person left · inference
- Keith Brian Perry (Executive Vice President) appeared on Schedule A of Pure Financial Advisors, LlcJan 5, 2022 · Control person joined · fact
- Pure Financial Advisors, Llc reported RAUM $3.3B, up 45% from $2.3B (2020-06-29 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 866-876-7873reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/pure-financial-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- partnerwithpure.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 866-876-7873reportedpublic record, Form ADV, Sep 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $123Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026