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Registered advisor
G••••• V••••••• K•••••••
Feed of 09/14/2026
Also filed as G••••• V•••••••-K•••••••
At current firm
5 y
since Feb 17, 2021
In the industry
18 y
since Nov 15, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Feb 17, 2021 · Richmond, Va
- B••• S••••••••• L•• formerJun 20, 2014 to Feb 17, 2021 · Richmond, Va
- E•••••••• A•••••••• L•• national BDFeb 14, 2013 to Jun 20, 2014 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• formerNov 16, 2007 to Feb 25, 2013 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to T••••• A••••••• S•••••••• I•••left Feb 17, 2021, registered Feb 17, 2021 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to B••• S••••••••• L••left Jun 20, 2014, registered Jun 20, 2014 (0 days) · Other
- S••••••• I••••••••• S•••••••• I••• to E•••••••• A•••••••• L••left Feb 25, 2013, registered Feb 14, 2013 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address