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RIA Intelligence
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Registered advisor
A••• M•••••• B•••••
Feed of 09/14/2026
At current firm
1 y
since Aug 15, 2025
In the industry
25 y
since Aug 24, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Aug 15, 2025 · Washington, Dc
- M••••• S•••••• wirehouseJun 1, 2009 to Aug 18, 2025 · Baltimore, Md
- M••••• S•••••• • C•• L•• unclassifiedJul 27, 2007 to Jun 1, 2009 · Baltimore, Md
- U•• F•••••••• S••••••• I••• wirehouseOct 19, 2001 to Aug 8, 2007 · Bethesda, Md
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to A••••••••• F•••••••• S•••••••• L••left Aug 18, 2025, registered Aug 15, 2025 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to M••••• S•••••• • C•• L••left Aug 8, 2007, registered Jul 27, 2007 (-12 days) · Other
Signals
- A••• M•••••• B••••• left M••••• S•••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-08-15)Aug 18, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address