RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J••••• M•••••
- C•• A•••••••• L•• independent RIA currentsince Aug 21, 2007 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedApr 1, 2019 to Oct 3, 2021 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Dec 31, 2012 · Saint Petersburg, Fl
- C•••••••• G••••• M•••••• I••• BD affiliatedMar 19, 2003 to May 18, 2007 · Atlanta, Ga
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to no registered destinationleft Oct 3, 2021 · Departure, no registered destination
- C•••••••• G••••• M•••••• I••• to C•• A•••••••• L••left May 18, 2007, registered Aug 21, 2007 (95 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address