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Registered advisor
A•••• P••• K•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
7 y
since Sep 13, 2019
In the industry
25 y
since Aug 10, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Sep 13, 2019 · Pittsburgh, Pa
- U•• F•••••••• S••••••• I••• wirehouseAug 21, 2012 to Sep 24, 2019 · Pittsburgh, Pa
- M••••• S•••••• wirehouseJun 1, 2009 to Jun 26, 2009 · Pittsburgh, Pa
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 25, 2008 to Jun 1, 2009 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2003 to Aug 21, 2006 · Pittsburgh, Pa
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Sep 24, 2019, registered Sep 13, 2019 (-11 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to U•• F•••••••• S••••••• I•••left Jun 26, 2009, registered Aug 21, 2012 (1152 days) · Wirehouse to wirehouse
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••••• G••••• M•••••• I•••left Aug 21, 2006, registered Apr 25, 2008 (613 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address