RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• M•••••• W••••••
- J• L••• C•••••• M••••••••• L•• state registered currentsince Aug 24, 2015 · Clayton, Mo
- D•••••••• • C••••••• L••••• formerJan 2, 2014 to Sep 4, 2015 · St. Louis, Mo
- B••••••• F•••••••• unclassifiedMay 27, 2009 to Dec 31, 2013 · St. Louis, Mo
- N••• F•••••••• G••••• I••• formerApr 17, 2007 to May 6, 2009 · Chesterfield, Mo
- U••• B•••••• I••••••••• I••• formerMar 20, 2006 to Jul 25, 2006 · Fenton, Mo
- D•••••••• • C••••••• L••••• to J• L••• C•••••• M••••••••• L••left Sep 4, 2015, registered Aug 24, 2015 (-11 days) · Other
- B••••••• F•••••••• to D•••••••• • C••••••• L•••••left Dec 31, 2013, registered Jan 2, 2014 (2 days) · Other
- N••• F•••••••• G••••• I••• to B••••••• F••••••••left May 6, 2009, registered May 27, 2009 (21 days) · Other
- U••• B•••••• I••••••••• I••• to N••• F•••••••• G••••• I•••left Jul 25, 2006, registered Apr 17, 2007 (266 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address