DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Lionel Mendes

Integrity Alliance, LLCBD affiliatedDavie, Fl dual registrantIAPD 4413087

Feed of 09/14/2026

At current firm

1 y

since Sep 9, 2025

In the industry

25 y

since Aug 15, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Integrity Alliance, LLC BD affiliated current
since Sep 9, 2025 · Davie, Fl
Bankers Life Advisory Services, Inc. BD affiliated
Jul 5, 2017 to Sep 3, 2025 · Coral Gables, Fl
Concourse Financial Group Advisors former
Oct 30, 2014 to May 27, 2016 · Coral Gables, Fl
Uvest Financial Services Group, Inc. unclassified
Feb 9, 2007 to Aug 31, 2009 · Plantation, Fl
Barry Financial Group Inc unclassified
Mar 15, 2005 to Sep 30, 2005 · Boca Raton, Fl
Morgan Stanley Dw Inc. unclassified
Aug 15, 2001 to Jan 8, 2003 · Aventura, Fl

Moves

a registration end followed by a registration begin elsewhere

Bankers Life Advisory Services, Inc. to Integrity Alliance, LLC
left Sep 3, 2025, registered Sep 9, 2025 (6 days) · Affiliated broker-dealer or bank to another
Concourse Financial Group Advisors to Bankers Life Advisory Services, Inc.
left May 27, 2016, registered Jul 5, 2017 (404 days) · corporate re-registration, not a move
Uvest Financial Services Group, Inc. to Concourse Financial Group Advisors
left Aug 31, 2009, registered Oct 30, 2014 (1886 days) · Other
Barry Financial Group Inc to Uvest Financial Services Group, Inc.
left Sep 30, 2005, registered Feb 9, 2007 (497 days) · Other
Morgan Stanley Dw Inc. to Barry Financial Group Inc
left Jan 8, 2003, registered Mar 15, 2005 (797 days) · Other

Signals

Michael Lionel Mendes left Bankers Life Advisory Services, Inc. for Integrity Alliance, Llc (registered 2025-09-09)
Sep 3, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address