DFX Intelligence
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Registered advisor
L••• J••••••• B•••••••
Feed of 09/14/2026
Also filed as L••• J• B••••••••• J• B•••••••
At current firm
7 y
since May 31, 2019
In the industry
25 y
since Sep 18, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince May 31, 2019 · Dalas, Tx
- R•••••• J•••• • A••••••••• I••• national BDFeb 13, 2013 to May 28, 2019 · Dallas, Tx
- M••••• K••••• • C••••••• L•• formerJul 1, 2002 to Feb 13, 2013 · Dallas, Tx
- M••••• S•••••• D• I••• unclassifiedSep 19, 2001 to Jul 8, 2002 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left May 28, 2019, registered May 31, 2019 (3 days) · Affiliated broker-dealer or bank to another · moved with a team
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Feb 13, 2013, registered Feb 13, 2013 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• K••••• • C••••••• L••left Jul 8, 2002, registered Jul 1, 2002 (-7 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address