RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• S•••• J••••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 25, 2025 · Chandler, Az
- F•••••••• A•••••••• I••••••••• M••••••••• formerApr 25, 2014 to Sep 9, 2025 · Olympia, Wa
- K•• I••••••••• S••••••• L•• BD affiliatedOct 14, 2009 to Apr 23, 2014 · Orting, Wa
- R•• C•••••• M••••••• L•• national BDNov 19, 2007 to Oct 15, 2009 · Tacoma, Wa
- A• G• E•••••• • S•••• I••• unclassifiedAug 28, 2001 to Nov 13, 2002 · Tacoma, Wa
- F•••••••• A•••••••• I••••••••• M••••••••• to L•• F•••••••• L••left Sep 9, 2025, registered Jul 25, 2025 (-46 days) · RIA to affiliated broker-dealer or bank
- K•• I••••••••• S••••••• L•• to F•••••••• A•••••••• I••••••••• M•••••••••left Apr 23, 2014, registered Apr 25, 2014 (2 days) · Other
- R•• C•••••• M••••••• L•• to K•• I••••••••• S••••••• L••left Oct 15, 2009, registered Oct 14, 2009 (-1 days) · Other
- A• G• E•••••• • S•••• I••• to R•• C•••••• M••••••• L••left Nov 13, 2002, registered Nov 19, 2007 (1832 days) · Other
- B•••• S•••• J•••••• left F•••••••• A•••••••• I••••••••• M••••••••• for L•• F•••••••• L•• (registered 2025-07-25)Sep 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address