M•••••• D•••• M••••

• J• W• C••• A•••••••• I••• BD affiliated current
  since Mar 30, 2021 · Tampa, Fl
• P•••••• A•••••• G••••• L•• BD affiliated
  Aug 8, 2012 to May 8, 2017 · Rochester, Ny
• L•• F•••••••• L•• BD affiliated
  Dec 10, 2007 to Mar 27, 2013 · Rochester, Ny
• A••••••••• A•••••• S•••••••• I••• unclassified
  Aug 1, 2007 to Dec 13, 2007 · Rochester, Ny

• P•••••• A•••••• G••••• L•• to J• W• C••• A•••••••• I•••
  left May 8, 2017, registered Mar 30, 2021 (1422 days) · Other · moved with a team
• L•• F•••••••• L•• to P•••••• A•••••• G••••• L••
  left Mar 27, 2013, registered Aug 8, 2012 (-231 days) · Other
• A••••••••• A•••••• S•••••••• I••• to L•• F•••••••• L••
  left Dec 13, 2007, registered Dec 10, 2007 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address