RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••••• R•••
- D••••• W•••••• L•• independent RIA currentsince Feb 19, 2019 · Palm Beach Gardens, Fl
- D••••• W•••••• L•• formerFeb 2, 2017 to Mar 25, 2019 · Portsmouth, Nh
- G••••• W••••• M••••••••• L•• unclassifiedAug 12, 2014 to Feb 28, 2019 · Portsmouth, Nh
- C••••••••• F•••••••• N•••••• national BDFeb 9, 2010 to Mar 19, 2015 · Portsmouth, Nh
- D••••• W•••••• L•• to D••••• W•••••• L••left Mar 25, 2019, registered Feb 19, 2019 (-34 days) · channel change inside one enterprise, not a move · moved with a team
- G••••• W••••• M••••••••• L•• to D••••• W•••••• L••left Feb 28, 2019, registered Feb 2, 2017 (-756 days) · Other
- C••••••••• F•••••••• N•••••• to G••••• W••••• M••••••••• L••left Mar 19, 2015, registered Aug 12, 2014 (-219 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address