DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sang Pham Walker
Feed of 09/15/2026
Also filed as Sang Ngoc-Thi Pham
At current firm
6 y
since Mar 26, 2020
In the industry
24 y
since Mar 27, 2002 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Supreme Alliance LLC independent RIA currentsince Mar 26, 2020 · Charlotte, Nc
- Esi Financial Advisors independent RIANov 25, 2014 to Dec 31, 2019 · Addison, Tx
- J.P. Morgan Securities LLC wirehouseOct 1, 2012 to Nov 24, 2014 · Wichita Falls, Tx
- Chase Investment Services Corp. formerApr 5, 2011 to Oct 1, 2012 · Wichita Falls, Tx
- Msi Financial Services, Inc. formerJun 21, 2004 to Mar 24, 2011 · Dallas, Tx
- Ameriprise Financial Services, LLC national BDApr 23, 2003 to Oct 21, 2003 · Richardson, Tx
- Ameriprise Financial Services, LLC national BDApr 11, 2002 to Mar 3, 2003 · Richardson, Tx
Moves
a registration end followed by a registration begin elsewhere
- Esi Financial Advisors to Supreme Alliance LLCleft Dec 31, 2019, registered Mar 26, 2020 (86 days) · Affiliated broker-dealer or bank to independent RIA
- J.P. Morgan Securities LLC to Esi Financial Advisorsleft Nov 24, 2014, registered Nov 25, 2014 (1 days) · Other
- Chase Investment Services Corp. to J.P. Morgan Securities LLCleft Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
- Msi Financial Services, Inc. to Chase Investment Services Corp.left Mar 24, 2011, registered Apr 5, 2011 (12 days) · Other
- Ameriprise Financial Services, LLC to Msi Financial Services, Inc.left Oct 21, 2003, registered Jun 21, 2004 (244 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address