DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• S••••••

W•••• F•••• A•••••••wirehouseSt. Louis, Modual registrantIAPD 4416614

Feed of 09/14/2026

Also filed as Jeff O S••••••

At current firm

1 y

since Jan 14, 2025

In the industry

25 y

since Jul 6, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jan 14, 2025 · St. Louis, Mo
F•••• S•••• F•••••••• M••••••••• I••• unclassified
Nov 7, 2014 to Jun 19, 2019 · Farmington, Mo
S••••• C•••••• M••••••••• L•• independent RIA
Jan 8, 2013 to Nov 14, 2014 · Saint Louis, Mo
F••••• O••••• G•••• L•• unclassified
Jan 4, 2010 to Apr 18, 2011 · Pinehurst, Nc
M••••• K••••• • C••••••• L•• former
Jan 24, 2008 to Nov 18, 2009 · St. Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

F•••• S•••• F•••••••• M••••••••• I••• to W•••• F•••• A•••••••
left Jun 19, 2019, registered Jan 14, 2025 (2036 days) · Other
S••••• C•••••• M••••••••• L•• to F•••• S•••• F•••••••• M••••••••• I•••
left Nov 14, 2014, registered Nov 7, 2014 (-7 days) · Other
F••••• O••••• G•••• L•• to S••••• C•••••• M••••••••• L••
left Apr 18, 2011, registered Jan 8, 2013 (631 days) · Other
M••••• K••••• • C••••••• L•• to F••••• O••••• G•••• L••
left Nov 18, 2009, registered Jan 4, 2010 (47 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address