RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• C••••••••• D•••••
- F•• I••••••••• G••••• L•• other currentsince Mar 2, 2026 · Pensacola, Fl
- C••••• I••••••••• S••••••• L•• formerOct 22, 2013 to Jan 29, 2014 · Hoover, Al
- M••••• K••••• • C••••••• L•• formerFeb 5, 2008 to Mar 31, 2012 · Pensacola, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 26, 2006 to Nov 27, 2007 · Pensacola, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedOct 29, 2004 to Dec 20, 2005 · Pensacola, Fl
- C••••• I••••••••• S••••••• L•• to F•• I••••••••• G••••• L••left Jan 29, 2014, registered Mar 2, 2026 (4415 days) · Other
- M••••• K••••• • C••••••• L•• to C••••• I••••••••• S••••••• L••left Mar 31, 2012, registered Oct 22, 2013 (570 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to M••••• K••••• • C••••••• L••left Nov 27, 2007, registered Feb 5, 2008 (70 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address