RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• H•••• M•••••••
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Apr 20, 2016 · Pittsburgh, Pa
- S•••••••• S••••• W••••• unclassifiedJan 10, 2020 to Sep 30, 2025 · Pittsburgh, Pa
- C••••••••• F•••••••• N•••••• national BDMay 2, 2005 to Aug 9, 2005 · Pittsburgh, Pa
- S•••••••• S••••• W••••• to no registered destinationleft Sep 30, 2025 · Departure, no registered destination
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Aug 9, 2005, registered Apr 20, 2016 (3907 days) · Other
- M•••••• H•••• M••••••• no longer registered at S•••••••• S••••• W•••••; no later IA registration on IAPDSep 30, 2025 · Advisor departure · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address