DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• P••• H•••••

L•• F•••••••• L••BD affiliatedNashville, Tn dual registrantIAPD 4417517

Feed of 09/15/2026

At current firm

0 y

since Oct 29, 2025

In the industry

25 y

since Aug 23, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 29, 2025 · Nashville, Tn
O•••• W•••••• I••• BD affiliated
Nov 3, 2023 to Oct 31, 2025 · Nashville, Tn
F•• S••••••••• C••••••••• former
Jul 31, 2017 to Nov 3, 2023 · Nashville, Tn
N••• F•••••••• G••••• I••• former
Apr 1, 2011 to Jul 31, 2017 · Nashville, Tn
F•••• T•••••••• A••••••• S•••••••• I••• former
Sep 3, 2008 to Oct 19, 2010 · Memphis, Tn
F•••• H•••••• A•••••••• I•• former
Jun 12, 2008 to Oct 19, 2010 · Hendersonville, Tn

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Oct 31, 2025, registered Oct 29, 2025 (-2 days) · corporate re-registration, not a move
F•• S••••••••• C••••••••• to O•••• W•••••• I•••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
N••• F•••••••• G••••• I••• to F•• S••••••••• C•••••••••
left Jul 31, 2017, registered Jul 31, 2017 (0 days) · Other · moved with a team
F•••• T•••••••• A••••••• S•••••••• I••• to N••• F•••••••• G••••• I•••
left Oct 19, 2010, registered Apr 1, 2011 (164 days) · Other
F•••• H•••••• A•••••••• I•• to F•••• T•••••••• A••••••• S•••••••• I•••
left Oct 19, 2010, registered Sep 3, 2008 (-776 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address