DFX Intelligence
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Registered advisor
B••• M•••••• P••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as B••• M• P••••••
At current firm
8 y
since Aug 13, 2018
In the industry
24 y
since Aug 8, 2002 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince Aug 13, 2018 · Arlington Heights, Il
- A••••••••• F•••••••• S•••••••• L•• national BDDec 20, 2002 to May 16, 2003 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to S•••• F••• I••••••••• M••••••••• C••••left May 16, 2003, registered Aug 13, 2018 (5568 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address