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Registered advisor
Y••••• A•• R••••••
Feed of 09/14/2026
Also filed as Yaakov A. Ringler
At current firm
4 y
since Dec 4, 2021
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Dec 4, 2021 · New York, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 16, 2020 to Dec 3, 2021 · New York, Ny
- L••••• W•••••• L•• independent RIASep 13, 2019 to Apr 9, 2020 · Norwalk, Ct
- M••••• S•••••• wirehouseSep 14, 2010 to Jul 5, 2019 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to R•••••• J•••• • A••••••••• I•••left Dec 3, 2021, registered Dec 4, 2021 (1 days) · Affiliated broker-dealer or bank to another
- L••••• W•••••• L•• to C•••••••• G••••• M•••••• I•••left Apr 9, 2020, registered Apr 16, 2020 (7 days) · Other
- M••••• S•••••• to L••••• W•••••• L••left Jul 5, 2019, registered Sep 13, 2019 (70 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address