DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas J Elkins
Feed of 09/15/2026
At current firm
10 y
since Jul 5, 2016
In the industry
25 y
since Jun 1, 2001 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
2
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Aug 16, 2022 · Burlington, Ma
- Trilogy Capital, Inc. independent RIA currentsince Jul 5, 2016 · Hingham, Ma
- National Planning Corporation ("Npc Of America" In Fl & Ny) formerJun 11, 2004 to Dec 5, 2017 · Denver, Co
Moves
a registration end followed by a registration begin elsewhere
- National Planning Corporation ("Npc Of America" In Fl & Ny) to Trilogy Capital, Inc.left Dec 5, 2017, registered Jul 5, 2016 (-518 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address