DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

E•••• L• M••••••

U•• F•••••••• S••••••• I•••wirehouseAkron, Ohdual registrantIAPD 4420783

Feed of 09/14/2026

Also filed as E•••• L Sanders

At current firm

0 y

since Jul 9, 2026

In the industry

27 y

since Jul 1, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Jul 9, 2026 · Akron, Oh
M••••• S•••••• wirehouse
May 7, 2024 to May 7, 2026 · Hudson, Oh
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 27, 2004 to Mar 18, 2024 · Cleveland, Oh

Moves

a registration end followed by a registration begin elsewhere

M••••• S•••••• to U•• F•••••••• S••••••• I•••
left May 7, 2026, registered Jul 9, 2026 (63 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Mar 18, 2024, registered May 7, 2024 (50 days) · Wirehouse to wirehouse

Signals

E•••• L• M•••••• left M••••• S•••••• for U•• F•••••••• S••••••• I••• (registered 2026-07-09)
May 7, 2026 · Advisor changed firm · fact
E•••• L• M•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2024-05-07)
Mar 18, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 27derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address