DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R•••••• H• A•••

P•••••••• S••••••••• I•••BD affiliatedIrmo, Sc dual registrantIAPD 4422305

Feed of 09/14/2026

Also filed as Richard Addy

At current firm

2 y

since Oct 18, 2023

In the industry

25 y

since Sep 7, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••••• S••••••••• I••• BD affiliated current
since Oct 18, 2023 · Irmo, Sc
T• P•••••• C••••• W••••• L•• BD affiliated
Jun 21, 2023 to Oct 5, 2023 · Columbia, Sc
L•• F•••••••• L•• BD affiliated
May 18, 2022 to Jul 5, 2023 · Lexington, Sc
C••• B•••••••• S•••••••• I••• former
Nov 15, 2021 to May 18, 2022 · Lexington, Sc
T• A••••••••• I••••••••• M••••••••• L•• former
Mar 7, 2017 to Oct 11, 2017 · Columbia, Sc
T• A••••••••• I••• former
Mar 7, 2017 to Oct 11, 2017 · Columbia, Sc
A••••••• A•••• M••••••••• I••• mixed wealth
Nov 7, 2011 to Dec 19, 2013 · Columbia, Sc

Moves

a registration end followed by a registration begin elsewhere

T• P•••••• C••••• W••••• L•• to P•••••••• S••••••••• I•••
left Oct 5, 2023, registered Oct 18, 2023 (13 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to T• P•••••• C••••• W••••• L••
left Jul 5, 2023, registered Jun 21, 2023 (-14 days) · Affiliated broker-dealer or bank to another
C••• B•••••••• S•••••••• I••• to L•• F•••••••• L••
left May 18, 2022, registered May 18, 2022 (0 days) · corporate re-registration, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Oct 11, 2017, registered Mar 7, 2017 (-218 days) · channel change inside one enterprise, not a move
T• A••••••••• I••• to C••• B•••••••• S•••••••• I•••
left Oct 11, 2017, registered Nov 15, 2021 (1496 days) · Other
A••••••• A•••• M••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Dec 19, 2013, registered Mar 7, 2017 (1174 days) · Other

Signals

R•••••• H• A••• left T• P•••••• C••••• W••••• L•• for P•••••••• S••••••••• I••• (registered 2023-10-18)
Oct 5, 2023 · Advisor changed firm · fact
R•••••• H• A••• left L•• F•••••••• L•• for T• P•••••• C••••• W••••• L•• (registered 2023-06-21)
Jul 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address