RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• P••• C•••••••••
- A••••• • O•• W••••• A•••••••• L•• no RAUM currentsince Jun 26, 2026 · Collierville, Tn
- G••••• I••••••••• A••••••• independent RIAOct 28, 2024 to Aug 10, 2026 · Collierville, Tn
- F•••••••• A••••••• G•••• L••••• independent RIAApr 21, 2011 to Dec 31, 2013 · Gig Harbor, Wa
- O•••••• C•••••• M••••••••• L••• formerFeb 16, 2011 to May 2, 2011 · Dallas, Tx
- V••• A•••• M••••••••• I••• formerSep 9, 2010 to Aug 8, 2025 · Collierville, Tn
- S••••••• G•••• C•••••• unclassifiedAug 30, 2001 to Mar 26, 2009 · Memphis, Tn
- G••••• I••••••••• A••••••• to A••••• • O•• W••••• A•••••••• L••left Aug 10, 2026, registered Jun 26, 2026 (-45 days) · RIA to a newly registered adviser · moved with a team
- V••• A•••• M••••••••• I••• to O•••••• C•••••• M••••••••• L•••left Aug 8, 2025, registered Feb 16, 2011 (-5287 days) · Other
- F•••••••• A••••••• G•••• L••••• to G••••• I••••••••• A•••••••left Dec 31, 2013, registered Oct 28, 2024 (3954 days) · Other
- O•••••• C•••••• M••••••••• L••• to F•••••••• A••••••• G•••• L•••••left May 2, 2011, registered Apr 21, 2011 (-11 days) · Other
- S••••••• G•••• C•••••• to V••• A•••• M••••••••• I•••left Mar 26, 2009, registered Sep 9, 2010 (532 days) · Other
- M••• P••• C••••••••• left G••••• I••••••••• A••••••• for A••••• • O•• W••••• A•••••••• L•• (registered 2026-06-26)Aug 10, 2026 · Advisor changed firm · fact
- M••• P••• C••••••••• left V••• A•••• M••••••••• I••• for O•••••• C•••••• M••••••••• L••• (registered 2011-02-16)Aug 8, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address