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Registered advisor
H•••• S•••• B•••••••
Feed of 09/15/2026
Also filed as Heath Bartlett
At current firm
8 y
since Nov 2, 2017
In the industry
25 y
since Mar 1, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Nov 2, 2017 · Lexington, Sc
- C••••••••• F•••••••• N•••••• national BDAug 8, 2011 to Nov 2, 2017 · Waltham, Ma
- L•• F•••••••• L•• BD affiliatedDec 10, 2007 to Jul 27, 2011 · Lexington, Sc
- C•• A•••••••• L•• unclassifiedSep 26, 2005 to Dec 21, 2007 · Lexington, Sc
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to A••••••••• F•••••••• S•••••••• L••left Nov 2, 2017, registered Nov 2, 2017 (0 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••••••• F•••••••• N••••••left Jul 27, 2011, registered Aug 8, 2011 (12 days) · Other
- C•• A•••••••• L•• to L•• F•••••••• L••left Dec 21, 2007, registered Dec 10, 2007 (-11 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address