RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• H••••• E•••••••
- T••• F•••••••• independent RIA currentsince May 13, 2019 · Salt Lake City, Ut
- W•••• E••••• G••••• I••• BD affiliatedMay 18, 2015 to May 13, 2019 · Sandy, Ut
- E•••••••• A•••••••• L•• national BDOct 6, 2010 to May 15, 2015 · Draper, Ut
- W•••• E••••• G••••• I••• to T••• F••••••••left May 13, 2019, registered May 13, 2019 (0 days) · Affiliated broker-dealer or bank to independent RIA
- E•••••••• A•••••••• L•• to W•••• E••••• G••••• I•••left May 15, 2015, registered May 18, 2015 (3 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 48derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address