RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• S•• K•••
- F••••••••• I••••••••• A••••••• L•• i••••••••• wealth currentsince Mar 14, 2022 · Phoenix, Az
- L•••••• A•••• M••••••••• formerAug 29, 2019 to Mar 11, 2022 · San Diego, Ca
- I••••••••• F•••••••• P••••••• BD affiliatedAug 2, 2011 to Sep 13, 2012 · San Diego, Ca
- G•••••• F••••••••• I••• unclassifiedSep 19, 2007 to Oct 6, 2011 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedMay 18, 2007 to Dec 21, 2011 · San Diego, Ca
- C••••• I••••••••• S••••••• L•• formerMay 16, 2006 to May 11, 2007 · San Diego, Ca
- L•• F•••••••• L•• BD affiliatedJun 21, 2005 to May 17, 2006 · Encintas, Ca
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• formerOct 6, 2004 to Jun 16, 2005 · San Diego, Ca
- L•••••• A•••• M••••••••• to F••••••••• I••••••••• A••••••• L••left Mar 11, 2022, registered Mar 14, 2022 (3 days) · RIA to RIA
- I••••••••• F•••••••• P••••••• to L•••••• A•••• M•••••••••left Sep 13, 2012, registered Aug 29, 2019 (2541 days) · Other
- L•• F•••••••• L•• to G•••••• F••••••••• I•••left Dec 21, 2011, registered Sep 19, 2007 (-1554 days) · Other
- G•••••• F••••••••• I••• to I••••••••• F•••••••• P•••••••left Oct 6, 2011, registered Aug 2, 2011 (-65 days) · Other
- C••••• I••••••••• S••••••• L•• to L•• F•••••••• L••left May 11, 2007, registered May 18, 2007 (7 days) · Other
- L•• F•••••••• L•• to C••••• I••••••••• S••••••• L••left May 17, 2006, registered May 16, 2006 (-1 days) · Other
- N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to L•• F•••••••• L••left Jun 16, 2005, registered Jun 21, 2005 (5 days) · Other
- J•••• S•• K••• left L•••••• A•••• M••••••••• for F••••••••• I••••••••• A••••••• L•• (registered 2022-03-14)Mar 11, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address