DFX Intelligence
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Registered advisor
J••••• B•••••• D• F••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D••••••••• B•••••• D••••••
At current firm
17 y
since Apr 13, 2009
In the industry
24 y
since Oct 22, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J••••• M••••••••• S•••• L•• BD affiliated currentsince Apr 13, 2009 · Raleigh, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Apr 27, 2009 · Raleigh, Nc
- L••• M•••• W••• W•••••• I••••••••• unclassifiedSep 6, 2005 to Feb 21, 2006 · Raleigh, Nc
- M••••• S•••••• D• I••• unclassifiedFeb 8, 2002 to Aug 29, 2005 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• G••••• M•••••• I••• to J••••• M••••••••• S•••• L••left Apr 27, 2009, registered Apr 13, 2009 (-14 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to L••• M•••• W••• W•••••• I•••••••••left Aug 29, 2005, registered Sep 6, 2005 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address