RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• L••• H••••••••• V•••••••
- K••••••• C•••••• mixed wealth currentsince Oct 8, 2025 · Miami, Fl
- H••••• I••••• mixed wealthJan 30, 2017 to Oct 1, 2019 · Aventura, Fl
- C••• A••••••• L•• formerJun 30, 2014 to Nov 30, 2016 · Miami, Fl
- L••••••••• G••••• A•••••••• L•• formerMay 13, 2013 to Jul 10, 2014 · Miami, Fl
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedApr 22, 2005 to Jun 6, 2007 · Miami, Fl
- B•• I••••••••• A••••••• L•• unclassifiedMay 20, 2004 to Apr 26, 2005 · Miami, Fl
- H••••• I••••• to K••••••• C••••••left Oct 1, 2019, registered Oct 8, 2025 (2199 days) · RIA to RIA
- C••• A••••••• L•• to H••••• I•••••left Nov 30, 2016, registered Jan 30, 2017 (61 days) · Other
- L••••••••• G••••• A•••••••• L•• to C••• A••••••• L••left Jul 10, 2014, registered Jun 30, 2014 (-10 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to L••••••••• G••••• A•••••••• L••left Jun 6, 2007, registered May 13, 2013 (2168 days) · Other
- B•• I••••••••• A••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Apr 26, 2005, registered Apr 22, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address