DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
K••••••• C••••••
Legal name K••••••• C•••••• L••
Latest filing Mar 19, 2026
First filing on the tape Nov 1, 2016 · 26 filings
SEC status approved since Nov 10, 2016
RAUM
$496M
reported, Item 5.F
Discretionary
12%
of RAUM
Private clients
44%
$219M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$124M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
26 filings and snapshots on the tape
RAUM$496M as of Mar 19, 2026
Mar 6, 2017$186M then
HNW client RAUM$215M as of Mar 19, 2026
Mar 18, 2018$8.3M then
State-registered IARs (5.B.3)3 as of Mar 19, 2026
Mar 6, 20171 then
Employees (5.A)7 as of Mar 19, 2026
Mar 6, 20173 then
Private funds: no history
RAUM +15% over the last fiscal year+11% a year over threeIARs 4 to 3
Practice profile
derived from the filing of Mar 19, 2026; every figure names its basis
- RAUM per advisor
- $124MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.3MderivedHNW RAUM over HNW clients
- Average account
- $6.1MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 12%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- -25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -18%derived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$276M56%
- High-net-worth individuals$215M43%
- Individuals$4.8M1.0%
- Individual clients
- 11reported
- HNW clients
- 26reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 81reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.44 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••••• R•••••••• A••••• | Miami, Fl | Oct 1, 2025 | 11 y | 1 |
| E••• L••• H••••••••• V••••••• | Miami, Fl | Oct 8, 2025 | 22 y | 5 |
| R••• A• Z••••••••Chartered Financial Analyst | Miami, Fl | Dec 3, 2025 | 17 y | 2 |
| N•••• E•• B•••••••• | Miami, Fl | May 4, 2026 | 14 y | 0 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••• A• Z•••••••• from S•••••••• S•••••••••Dec 3, 2025 · Other
- E••• L••• H••••••••• V••••••• from H••••• I•••••Oct 8, 2025 · RIA to RIA
- J••••• R•••••••• A••••• from A•••••• A••••••• L••Oct 1, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- R•••••••• A•••••• J••••• · Managing Partner And Chief Compliance Officercontrolsince 10/2016 · owns less than 5%
- R•••••••• A•••••• J••••• · Owner And Managercontrolsince 10/2016 · owns 75% or more of A•••••• L••
Entity owners
- A•••••• L•• · Shareholderdirect · owns 50% to 75%
- 2•• W••••• A••••••• L•• · Shareholderdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- K••••••• C•••••• E••••• E•• S•••investment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Miami, Fl · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 19, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $432,701,634 to $495,627,896, advisors 4 to 3, private clients 45 to 37, offices 0 to 0 (2025-02-28 to 2026-03-19)peers: independent wealth managers, $100M to $500M (5,676)
- unusually large average accountStatic outlier · filing Mar 19, 2026RAUM per account of $6,118,863 against a peer median of $439,994 (5431 comparable advisers, 100.0th percentile, 3.8 robust deviations)peers: independent wealth managers, $100M to $500M (5,431) · 100% percentile
- unusually large average HNW clientStatic outlier · filing Mar 19, 2026HNW RAUM per HNW client of $8,252,771 against a peer median of $2,404,040 (4940 comparable advisers, 99.0th percentile, 3.9 robust deviations)peers: independent wealth managers, $100M to $500M (4,940) · 99% percentile
- client mix shiftChange between filings · filing Mar 19, 2026private-client share of RAUM moved from 100.0% to 44.0% between the annual amendments of 2025-02-28 and 2026-03-19peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Mar 19, 2026HNW share of RAUM moved from 98.0% to 43.0% between the annual amendments of 2025-02-28 and 2026-03-19peers: independent wealth managers, $100M to $500M (5,676)
- institutional asset share shiftChange between filings · filing Mar 19, 2026institutional share of RAUM moved from 0.0% to 56.0% between the annual amendments of 2025-02-28 and 2026-03-19peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 77 to 81Feb 28, 2025 to Mar 19, 2026
- Advisory employees · 4 to 3Feb 28, 2025 to Mar 19, 2026
- Corporate clients · unset to 12.0Feb 28, 2025 to Mar 19, 2026
- HNW clients · 28 to 26Feb 28, 2025 to Mar 19, 2026
- Individual clients · 17 to 11Feb 28, 2025 to Mar 19, 2026
- Employees · 8 to 7Feb 28, 2025 to Mar 19, 2026
- State-registered IARs · 4 to 3Feb 28, 2025 to Mar 19, 2026
- Discretionary RAUM · $79.4M to $57.2MFeb 28, 2025 to Mar 19, 2026
- HNW RAUM · $423M to $215MFeb 28, 2025 to Mar 19, 2026
- Individual RAUM · $9.7M to $4.8MFeb 28, 2025 to Mar 19, 2026
- Non-discretionary RAUM · $353M to $438MFeb 28, 2025 to Mar 19, 2026
- RAUM · $433M to $496MFeb 28, 2025 to Mar 19, 2026
- Accounts · 70 to 77Feb 16, 2024 to Feb 28, 2025
- Advisory activities · 2 to 3Feb 16, 2024 to Feb 28, 2025
- HNW clients · 24 to 28Feb 16, 2024 to Feb 28, 2025
- Employees · 7 to 8Feb 16, 2024 to Feb 28, 2025
- Financial planning clients · unset to Feb 16, 2024 to Feb 28, 2025
- Discretionary RAUM · $66.8M to $79.4MFeb 16, 2024 to Feb 28, 2025
- HNW RAUM · $393M to $423MFeb 16, 2024 to Feb 28, 2025
- Individual RAUM · $7.1M to $9.7MFeb 16, 2024 to Feb 28, 2025
- Non-discretionary RAUM · $333M to $353MFeb 16, 2024 to Feb 28, 2025
- RAUM · $400M to $433MFeb 16, 2024 to Feb 28, 2025
- Accounts · 52 to 70Feb 17, 2023 to Feb 16, 2024
- HNW clients · 20 to 24Feb 17, 2023 to Feb 16, 2024
- Individual clients · 9 to 17Feb 17, 2023 to Feb 16, 2024
- Employees · 5 to 7Feb 17, 2023 to Feb 16, 2024
- Discretionary RAUM · $52.4M to $66.8MFeb 17, 2023 to Feb 16, 2024
- HNW RAUM · $360M to $393MFeb 17, 2023 to Feb 16, 2024
- Individual RAUM · $2.9M to $7.1MFeb 17, 2023 to Feb 16, 2024
- Non-discretionary RAUM · $311M to $333MFeb 17, 2023 to Feb 16, 2024
- RAUM · $363M to $400MFeb 17, 2023 to Feb 16, 2024
- HNW clients · 22 to 20Nov 3, 2022 to Feb 17, 2023
- Individual clients · 5 to 9Nov 3, 2022 to Feb 17, 2023
- Discretionary RAUM · $59.1M to $52.4MNov 3, 2022 to Feb 17, 2023
- HNW RAUM · $389M to $360MNov 3, 2022 to Feb 17, 2023
- Individual RAUM · $1.4M to $2.9MNov 3, 2022 to Feb 17, 2023
- Non-discretionary RAUM · $331M to $311MNov 3, 2022 to Feb 17, 2023
- RAUM · $390M to $363MNov 3, 2022 to Feb 17, 2023
- State-registered IARs · 3 to 4Mar 2, 2022 to Nov 3, 2022
- Related adviser · false to trueMar 2, 2022 to Nov 3, 2022
Signals
1 dated events
- K••••••• C•••••• filed its initial SEC registration (Form ADV)Nov 1, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@klosters-capital.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 305-907-3421reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- K•••••••-CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-907-3421reportedpublic record, Form ADV, Mar 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $124Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026