DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• E••••• F•••••••••

M•••••••• G••••• I•••institutionalPortland, Or IA-onlyIAPD 4431928

Feed of 09/15/2026

Also filed as Joe F•••••••••

At current firm

3 y

since Oct 25, 2022

In the industry

24 y

since Oct 13, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••••• G••••• I••• institutional current
since Oct 25, 2022 · Bellingham, Wa
C••••••••• F•••••••• N•••••• national BD
May 12, 2014 to Sep 30, 2022 · Portland, Or
E•••••• W••••• A•••••••• I••• independent RIA
Oct 5, 2010 to May 12, 2014 · West Linn, Or
N•• A•••••••• I••• unclassified
Jan 31, 2008 to Oct 1, 2010 · Portland, Or
N•• F••••••••• I••• unclassified
May 17, 2007 to Dec 31, 2007 · Bryan, Oh

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to M•••••••• G••••• I•••
left Sep 30, 2022, registered Oct 25, 2022 (25 days) · Other · moved with a team
E•••••• W••••• A•••••••• I••• to C••••••••• F•••••••• N••••••
left May 12, 2014, registered May 12, 2014 (0 days) · Other
N•• A•••••••• I••• to E•••••• W••••• A•••••••• I•••
left Oct 1, 2010, registered Oct 5, 2010 (4 days) · Other
N•• F••••••••• I••• to N•• A•••••••• I•••
left Dec 31, 2007, registered Jan 31, 2008 (31 days) · Other

Signals

J••••• E••••• F••••••••• left C••••••••• F•••••••• N•••••• for M•••••••• G••••• I••• (registered 2022-10-25)
Sep 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Institutional managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address