RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• C••••••••• S••••••
- F••• D••••• A••••••• I••• institutional currentsince Jan 28, 2020 · Greensboro, Nc
- F••• D••••• A••••••• I••• institutionalNov 18, 2011 to Dec 31, 2019 · Greensboro, Nc
- B••• A•••• M••••••••• I••• unclassifiedJan 22, 2003 to Oct 30, 2003 · Raleigh, Nc
- B••• A•••• M••••••••• I••• to F••• D••••• A••••••• I•••left Oct 30, 2003, registered Nov 18, 2011 (2941 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address