DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F••• D••••• A••••••• I•••

Institutional managerGreensboro, North CarolinaCRD 155363SEC 801-77794website IAPD

Latest filing Mar 5, 2026

First filing on the tape Mar 18, 2013 · 56 filings

SEC status approved since Apr 5, 2013

RAUM

$593M

reported, Item 5.F

Discretionary

8.4%

of RAUM

Private clients

9.8%

$58.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$148M

derived; firm RAUM over IAPD count

Employees

3 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

56 filings and snapshots on the tape

RAUM$593M as of Mar 5, 2026

Mar 25, 2014$250M then

HNW client RAUM$33.0M as of Mar 5, 2026

Apr 1, 2019$40.0M then

State-registered IARs (5.B.3)3 as of Mar 5, 2026

Mar 25, 20145 then

Employees (5.A)4 as of Mar 5, 2026

Mar 25, 20145 then

Private funds: no history

RAUM -2.0% over the last fiscal year+5.9% a year over threeIARs 4 to 3

Practice profile

derived from the filing of Mar 5, 2026; every figure names its basis

Archetypes, each a printed rule

Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent

RAUM per advisor: $148MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 23derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.3MderivedHNW RAUM over HNW clients
Average account: $3.8MderivedRAUM over accounts (5.F.2.f)
Discretionary: 8.4%derivedof RAUM
Institutional: 86%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: -2.0%derivedbetween the last two annual amendments
Advisor growth, one year: -25%derivedItem 5.B.3 between annual amendments
Client growth, one year: +0.0%derived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, otherreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pension and profit-sharing plans$510M86%
High-net-worth individuals$33.0M5.6%
Individuals$25.0M4.2%
Corporations and businesses$25.0M4.2%

Individual clients: 65reported
HNW clients: 25reported
Pension plan clients: 65reported
Charitable clients: n/areported
Accounts: 156reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=0.1 fund_share=0.0 institutional_share=0.86 related_bd=true related_bank=false bd_reps=2.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
W•••••• E••••• S••••••	Greensboro, Nc	Jan 28, 2020	27 y	2
C•••••• C••••••••• S••••••	Greensboro, Nc	Jan 28, 2020	24 y	2
K•••••• R•••••• G•••••	Greensboro, Nc	Jan 28, 2020	37 y	2
D••• A•••••• S•••Certified Financial Planner	Greensboro, Nc	Aug 4, 2022	10 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

B••••••• G••••• B••••• to S•••• S••••• W••••• M•••••••••
Apr 22, 2024 · Other
C••••• E••••• L••• to N••••••••• M••••• I••••••••• S•••••••••
Oct 16, 2023 · Other
R••• W•••••• F••••• to C••••••••• F•••••••• S••••••• I••
Dec 15, 2022 · Other
K••• A••• L•••••• to A••••••••• I••••••••• L••
May 18, 2021 · Other
J••••• E••••• N•••••••• to I••••••••• F•••••••• S•••••••• I•••
Nov 19, 2019 · Other

Joined, latest

D••• A•••••• S••• from B••••• P••••• A•••••••• L••
Aug 4, 2022 · Other
B••••••• G••••• B••••• from B••••• P••••• A•••••••• L••
Feb 4, 2022 · Other
K••• A••• L•••••• from E••••• J••••
Jan 22, 2019 · Other
R••• W•••••• F••••• from I••••••••• A••••••• C•••
Jun 6, 2016 · Other
C••••• E••••• L••• from V••••• A•••• M•••••••••
Oct 17, 2013 · Other
C•••••• C••••••••• S•••••• from B••• A•••• M••••••••• I•••
Nov 18, 2011 · Other

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

S••••••• C••••••• C••••••••• · Chief Compliance Officercontrol
since 05/2020 · owns 25% to 50%
S••••••• W••••••• E••••• · Ceocontrol
since 11/2010 · owns 25% to 50%
F••••••• C••••••••• A••• · Shareholder
since 11/2010 · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Greensboro, Nc · principal	4	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 160 to 156
Apr 1, 2025 to Mar 5, 2026
Advisory employees · 4 to 3
Apr 1, 2025 to Mar 5, 2026
BD registered reps · 3 to 2
Apr 1, 2025 to Mar 5, 2026
HNW clients · 20 to 25
Apr 1, 2025 to Mar 5, 2026
Individual clients · 70 to 65
Apr 1, 2025 to Mar 5, 2026
Pension plan clients · 70 to 65
Apr 1, 2025 to Mar 5, 2026
State-registered IARs · 4 to 3
Apr 1, 2025 to Mar 5, 2026
Discretionary RAUM · $45.0M to $50.0M
Apr 1, 2025 to Mar 5, 2026
HNW RAUM · $25.0M to $33.0M
Apr 1, 2025 to Mar 5, 2026
Individual RAUM · $20.0M to $25.0M
Apr 1, 2025 to Mar 5, 2026
Non-discretionary RAUM · $560M to $543M
Apr 1, 2025 to Mar 5, 2026
Pension RAUM · $560M to $510M
Apr 1, 2025 to Mar 5, 2026
RAUM · $605M to $593M
Apr 1, 2025 to Mar 5, 2026
Financial planning clients · 0 to 0
Feb 19, 2025 to Apr 1, 2025
Accounts · 345 to 160
Feb 28, 2024 to Feb 19, 2025
Advisory activities · 2 to 3
Feb 28, 2024 to Feb 19, 2025
Individual clients · 133 to 70
Feb 28, 2024 to Feb 19, 2025
Pension plan clients · 80 to 70
Feb 28, 2024 to Feb 19, 2025
Employees · 5 to 4
Feb 28, 2024 to Feb 19, 2025
Financial planning clients · 1-10 to 0
Feb 28, 2024 to Feb 19, 2025
Discretionary RAUM · $53.0M to $45.0M
Feb 28, 2024 to Feb 19, 2025
HNW RAUM · $30.0M to $25.0M
Feb 28, 2024 to Feb 19, 2025
Individual RAUM · $23.0M to $20.0M
Feb 28, 2024 to Feb 19, 2025
Non-discretionary RAUM · $471M to $560M
Feb 28, 2024 to Feb 19, 2025
Pension RAUM · $471M to $560M
Feb 28, 2024 to Feb 19, 2025
RAUM · $524M to $605M
Feb 28, 2024 to Feb 19, 2025
Accounts · 350 to 345
Dec 21, 2023 to Feb 28, 2024
Advisory employees · 6 to 4
Dec 21, 2023 to Feb 28, 2024
Advisory activities · 1 to 2
Dec 21, 2023 to Feb 28, 2024
BD registered reps · 4 to 3
Dec 21, 2023 to Feb 28, 2024
HNW clients · 35 to 20
Dec 21, 2023 to Feb 28, 2024
Individual clients · 140 to 133
Dec 21, 2023 to Feb 28, 2024
Pension plan clients · 85 to 80
Dec 21, 2023 to Feb 28, 2024
Employees · 7 to 5
Dec 21, 2023 to Feb 28, 2024
Financial planning clients · 0 to 1-10
Dec 21, 2023 to Feb 28, 2024
State-registered IARs · 6 to 4
Dec 21, 2023 to Feb 28, 2024
Discretionary RAUM · $50.0M to $53.0M
Dec 21, 2023 to Feb 28, 2024
HNW RAUM · $10.0M to $30.0M
Dec 21, 2023 to Feb 28, 2024
Individual RAUM · $10.0M to $23.0M
Dec 21, 2023 to Feb 28, 2024
Non-discretionary RAUM · $450M to $471M
Dec 21, 2023 to Feb 28, 2024

Signals

5 dated events

B••••••• G••••• B••••• left F••• D••••• A••••••• I••• for S•••• S••••• W••••• M••••••••• (registered 2024-04-30)
Apr 22, 2024 · Advisor changed firm · fact
C••••• E••••• L••• left F••• D••••• A••••••• I••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2023-11-14)
Oct 16, 2023 · Advisor changed firm · fact
R••• W•••••• F••••• left F••• D••••• A••••••• I••• for C••••••••• F•••••••• S••••••• I•• (registered 2022-12-15)
Dec 15, 2022 · Advisor changed firm · fact
F••• D••••• A••••••• I••• reported RAUM $694.0M, up 29% from $540.0M (2020-03-26 to 2021-03-12)
Mar 12, 2021 · RAUM change · derived
F••• D••••• A••••••• I••• filed its initial SEC registration (Form ADV)
Mar 18, 2013 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Firm profile: linkedin.com/company/18965477/adminreportedpublic record, Form ADV, Sep 18, 2026
Website: FUNDD•••••ADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone: 336-271-4450reportedpublic record, Form ADV, Mar 5, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Institutional managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $148Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026