RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R••• H•••••
- B••••••••• C•••••• M••••••••• L•• independent RIA currentsince Mar 15, 2018 · Wheaton, Il
- R•••• I••••••••• A••••••• L•• BD affiliatedJul 19, 2017 to Mar 19, 2018 · Englewood, Co
- M••••• S•••••• • C•• L•• unclassifiedFeb 11, 2008 to Dec 3, 2008 · Sheridan, Wy
- R•••• I••••••••• A••••••• L•• to B••••••••• C•••••• M••••••••• L••left Mar 19, 2018, registered Mar 15, 2018 (-4 days) · Other · moved with a team
- M••••• S•••••• • C•• L•• to R•••• I••••••••• A••••••• L••left Dec 3, 2008, registered Jul 19, 2017 (3150 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address