RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• J••••••• V•••••
- F•••• P••••••• W•••••• L•• independent RIA currentsince Jul 1, 2024 · Clayton, Mo
- B••••••••• S•••••••• W•••••• L•• formerMar 19, 2007 to Jul 1, 2024 · St Louis, Mo
- B••••••••• A•••• M••••••••• I•• unclassifiedJun 17, 2003 to Mar 20, 2007 · St. Louis, Mo
- O•••• W•••••• I••• BD affiliatedMar 25, 2003 to May 21, 2003 · St. Louis, Mo
- W••••• M••••••••• A•••••••• I••• state registeredSep 23, 2002 to Jun 17, 2003 · St. Louis, Mo
- B••••••••• S•••••••• W•••••• L•• to F•••• P••••••• W•••••• L••left Jul 1, 2024, registered Jul 1, 2024 (0 days) · corporate re-registration, not a move
- B••••••••• A•••• M••••••••• I•• to B••••••••• S•••••••• W•••••• L••left Mar 20, 2007, registered Mar 19, 2007 (-1 days) · Other
- W••••• M••••••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 17, 2003, registered Mar 25, 2003 (-84 days) · Other
- O•••• W•••••• I••• to B••••••••• A•••• M••••••••• I••left May 21, 2003, registered Jun 17, 2003 (27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address