RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••• R••••• R•••••
- B•• W•••••• L•• independent RIA currentsince Apr 5, 2017 · Atlanta, Ga
- F••••••• P••••••• T•••• C••••••• F•• unclassifiedApr 7, 2006 to Mar 28, 2007 · Salt Lake City, Ut
- S•••••••• A••••••• L•• national BDAug 1, 2005 to Mar 24, 2017 · Dunwoody, Ga
- S•••••••• A••••••• L•• to F••••••• P••••••• T•••• C••••••• F••left Mar 24, 2017, registered Apr 7, 2006 (-4004 days) · Other
- F••••••• P••••••• T•••• C••••••• F•• to B•• W•••••• L••left Mar 28, 2007, registered Apr 5, 2017 (3661 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address