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Registered advisor

M••••• L• L•••

L•• F•••••••• L••BD affiliatedCharlotte, Ncdual registrantIAPD 4434805

Feed of 09/14/2026

Also filed as M••••• L. Rosillo

At current firm

1 y

since Oct 1, 2024

In the industry

22 y

since Aug 18, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Oct 1, 2024 · Charlotte, Nc
O•••• W•••••• I••• BD affiliated
Jun 14, 2024 to Sep 24, 2024 · Charlotte, Nc
S••••••••• A•••••• A•••••••• I••• former
Jun 3, 2019 to Jun 14, 2024 · Charlotte, Nc
F•••• C•••••• A••••••• S••••••• BD affiliated
Dec 15, 2015 to Jul 3, 2019 · Fort Worth, Tx
F•••• C•••••• F•••••••• P•••••••• I••• former
Apr 12, 2007 to Dec 15, 2015 · Fayetteville, Nc

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Sep 24, 2024, registered Oct 1, 2024 (7 days) · Affiliated broker-dealer or bank to another
S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••
left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
F•••• C•••••• A••••••• S••••••• to S••••••••• A•••••• A•••••••• I•••
left Jul 3, 2019, registered Jun 3, 2019 (-30 days) · Affiliated broker-dealer or bank to another
F•••• C•••••• F•••••••• P•••••••• I••• to F•••• C•••••• A••••••• S•••••••
left Dec 15, 2015, registered Dec 15, 2015 (0 days) · corporate re-registration, not a move

Signals

M••••• L• L••• left O•••• W•••••• I••• for L•• F•••••••• L•• (registered 2024-10-01)
Sep 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address