DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
G•••••• J••• F•••••••
Feed of 09/14/2026
Also filed as G•••••• J••• F••••••••• J••• F•••••••
At current firm
2 y
since Mar 21, 2024
In the industry
24 y
since Aug 5, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2024 · Perkasie, Pa
- S••••••••• A•••••• A•••••••• I••• formerNov 23, 2016 to Jun 21, 2022 · Perkasie, Pa
- C••• F•••••••• S•••••••• L••• formerFeb 21, 2012 to Nov 28, 2016 · Richboro, Pa
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliatedJan 2, 2009 to Feb 17, 2012 · North Wales, Pa
- R•••••• J•••• F•••••••• S•••••••• I••• unclassifiedSep 24, 2008 to Jan 2, 2009 · Lancaster, Pa
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to C••••• I••••••••• A••••••• L••left Jun 21, 2022, registered Mar 21, 2024 (639 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to S••••••••• A•••••• A•••••••• I•••left Nov 28, 2016, registered Nov 23, 2016 (-5 days) · Other
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• to C••• F•••••••• S•••••••• L•••left Feb 17, 2012, registered Feb 21, 2012 (4 days) · Other
- R•••••• J•••• F•••••••• S•••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Jan 2, 2009, registered Jan 2, 2009 (0 days) · corporate re-registration, not a move
Signals
- ••• LockedJun 21, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address