DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Joseph Thomas Wiegand
Feed of 09/14/2026
At current firm
5 y
since Mar 17, 2021
In the industry
29 y
since Sep 1, 1997 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Apple Tree Asset Management, LLC independent RIA currentsince Mar 17, 2021 · Fort Wayne, In
- Concorde Asset Management, LLC BD affiliatedAug 1, 2014 to Mar 16, 2021 · Angola, In
- David R. Kern Asset Management formerFeb 10, 2014 to Feb 11, 2014 · Huntertown, In
- American Portfolios Advisors, Inc formerApr 18, 2011 to Aug 4, 2014 · Holbrook, Ny
- Cetera Advisor Networks LLC formerMar 26, 2009 to Dec 31, 2010 · Fort Wayne, In
- Shelton Financial Group, Inc. formerJun 28, 2004 to Apr 7, 2009 · Fort Wayne, In
- Blue Vase Securities, LLC unclassifiedMay 6, 2003 to Oct 17, 2005 · Fort Wayne, In
Moves
a registration end followed by a registration begin elsewhere
- Concorde Asset Management, LLC to Apple Tree Asset Management, LLCleft Mar 16, 2021, registered Mar 17, 2021 (1 days) · Affiliated broker-dealer or bank to independent RIA
- American Portfolios Advisors, Inc to David R. Kern Asset Managementleft Aug 4, 2014, registered Feb 10, 2014 (-175 days) · Other
- David R. Kern Asset Management to Concorde Asset Management, LLCleft Feb 11, 2014, registered Aug 1, 2014 (171 days) · Other
- Cetera Advisor Networks LLC to American Portfolios Advisors, Incleft Dec 31, 2010, registered Apr 18, 2011 (108 days) · Other
- Shelton Financial Group, Inc. to Cetera Advisor Networks LLCleft Apr 7, 2009, registered Mar 26, 2009 (-12 days) · Other
- Blue Vase Securities, LLC to Shelton Financial Group, Inc.left Oct 17, 2005, registered Jun 28, 2004 (-476 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address