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Registered advisor
L•• M•••••• S•••••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
1 y
since Nov 6, 2024
In the industry
24 y
since Dec 14, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Nov 6, 2024 · Virginia Beach, Va
- C•••••• S••••• • C••• I••• national BDJan 30, 2022 to Sep 5, 2024 · Virginia Beach, Va
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 10, 2007 to Sep 7, 2023 · Fort Worth, Tx
- T• A••••••••• I••• formerJan 10, 2007 to Oct 14, 2022 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••left Sep 5, 2024, registered Nov 6, 2024 (62 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••left Sep 7, 2023, registered Jan 30, 2022 (-585 days) · corporate re-registration, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 14, 2022, registered Jan 10, 2007 (-5756 days) · corporate re-registration, not a move
Signals
- L•• M•••••• S••••••• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2024-11-06)Sep 5, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address