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Registered advisor
J••••• M••••• L•••••
Feed of 09/14/2026
Also filed as Joe L•••••
At current firm
12 y
since Sep 10, 2014
In the industry
26 y
since Jan 1, 2000 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L••••• A•••• M••••••••• L•• state registered currentsince Sep 10, 2014 · Springfield, Mo
- B••••••••• C•••••• M••••••••• L•• independent RIAMay 23, 2011 to Aug 19, 2014 · Springfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- B••••••••• C•••••• M••••••••• L•• to L••••• A•••• M••••••••• L••left Aug 19, 2014, registered Sep 10, 2014 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address