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Registered advisor
P•••• M•••••• M••••••
Personal Financial Specialist
Feed of 09/15/2026
At current firm
2 y
since Nov 3, 2023
In the industry
24 y
since Nov 15, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 3, 2023 · Boca Raton, Fl
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedSep 30, 2022 to Nov 3, 2023 · Burlington, Ma
- C••••••••• F•••••••• N•••••• national BDSep 2, 2011 to Oct 3, 2022 · Burlington, Ma
- O•••••• S••••••• A••••••• C••• formerJun 30, 2005 to Sep 7, 2011 · Burlington, Ma
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L•• F•••••••• L••left Nov 3, 2023, registered Nov 3, 2023 (0 days) · Affiliated broker-dealer or bank to another
- C••••••••• F•••••••• N•••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Oct 3, 2022, registered Sep 30, 2022 (-3 days) · Affiliated broker-dealer or bank to another
- O•••••• S••••••• A••••••• C••• to C••••••••• F•••••••• N••••••left Sep 7, 2011, registered Sep 2, 2011 (-5 days) · Other
Signals
- P•••• M•••••• M•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L•• F•••••••• L•• (registered 2023-11-03)Nov 3, 2023 · Advisor changed firm · fact
- P•••• M•••••• M•••••• left C••••••••• F•••••••• N•••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2022-09-30)Oct 3, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address