DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Joseph Elkins
Feed of 09/14/2026
Also filed as Kenny Joseph Elkins
At current firm
14 y
since Nov 22, 2011
In the industry
24 y
since Nov 12, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cambridge Investment Research Advisors, Inc. BD affiliated currentsince Nov 22, 2011 · Richmond, Va
- Sanders Morris LLC independent RIANov 3, 2008 to Nov 23, 2011 · Houston, Tx
- Qa3 Financial LLC unclassifiedDec 5, 2005 to Oct 31, 2008 · Richmond, Va
- Capital Investment Advisors independent RIAJul 31, 2002 to Dec 2, 2005 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- Sanders Morris LLC to Cambridge Investment Research Advisors, Inc.left Nov 23, 2011, registered Nov 22, 2011 (-1 days) · Other
- Qa3 Financial LLC to Sanders Morris LLCleft Oct 31, 2008, registered Nov 3, 2008 (3 days) · Other
- Capital Investment Advisors to Qa3 Financial LLCleft Dec 2, 2005, registered Dec 5, 2005 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address