DFX Intelligence
RIA Intelligence
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Registered advisor
J••• A••••• R•••••••
Feed of 09/15/2026
At current firm
7 y
since Dec 3, 2018
In the industry
24 y
since Oct 12, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Dec 3, 2018 · Wayzata, Mn
- U•• F•••••••• S••••••• I••• wirehouseAug 18, 2010 to Dec 10, 2018 · Wayzata, Mn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 17, 2003 to Aug 20, 2010 · Wayzata, Mn
- A••••••••• L••• otherMay 29, 2002 to Nov 19, 2003 · Minneapolis, Mn
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Dec 10, 2018, registered Dec 3, 2018 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Aug 20, 2010, registered Aug 18, 2010 (-2 days) · Wirehouse to wirehouse
- A••••••••• L••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 19, 2003, registered Nov 17, 2003 (-2 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address