DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••••• A•• D••••

A•••• I••••••••• G••••independent RIAWayne, Pa dual registrantIAPD 4439624

Certified Financial Planner

Feed of 09/14/2026

Also filed as D•••••• Ann Durso

At current firm

4 y

since Apr 4, 2022

In the industry

24 y

since Oct 10, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• I••••••••• G•••• independent RIA current
since Apr 4, 2022 · Wayne, Pa
A•••• C•••••• independent RIA
Mar 31, 2022 to Apr 4, 2022 · Wayne, Pa
C••••••••• F•••••••• N•••••• national BD
Aug 15, 2016 to Apr 6, 2022 · West Brandywine, Pa
S•• I••••••••• I••• former
Feb 14, 2012 to Aug 19, 2016 · Wayne, Pa
I••••• F•••••••• C••••••••• former
Jan 5, 2012 to Feb 13, 2012 · West Chester, Pa
C••••• A•••••• N••••••• L•• former
Jun 4, 2008 to Dec 31, 2010 · West Chester, Pa

Moves

a registration end followed by a registration begin elsewhere

C••••••••• F•••••••• N•••••• to A•••• C••••••
left Apr 6, 2022, registered Mar 31, 2022 (-6 days) · Affiliated broker-dealer or bank to independent RIA
A•••• C•••••• to A•••• I••••••••• G••••
left Apr 4, 2022, registered Apr 4, 2022 (0 days) · RIA to RIA
S•• I••••••••• I••• to C••••••••• F•••••••• N••••••
left Aug 19, 2016, registered Aug 15, 2016 (-4 days) · Other
I••••• F•••••••• C••••••••• to S•• I••••••••• I•••
left Feb 13, 2012, registered Feb 14, 2012 (1 days) · channel change inside one enterprise, not a move
C••••• A•••••• N••••••• L•• to I••••• F•••••••• C•••••••••
left Dec 31, 2010, registered Jan 5, 2012 (370 days) · Other

Signals

D•••••• A•• D•••• left C••••••••• F•••••••• N•••••• for A•••• C•••••• (registered 2022-03-31)
Apr 6, 2022 · a•••••• firm change · fact
D•••••• A•• D•••• left A•••• C•••••• for A•••• I••••••••• G•••• (registered 2022-04-04)
Apr 4, 2022 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 24derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address