W••••• N•••• M•••••

• M••••• S•••••• wirehouse current
  since Sep 21, 2020 · New York, Ny
• U•• F•••••••• S••••••• I••• wirehouse
  May 30, 2013 to Sep 24, 2020 · New York, Ny
• C••••• S••••• S••••••••• •••• L•• former
  Jan 17, 2003 to Oct 19, 2004 · Miami, Fl
• P••••••• L•• unclassified
  Oct 9, 2001 to Jan 17, 2003 · Miami, Fl

• U•• F•••••••• S••••••• I••• to M••••• S••••••
  left Sep 24, 2020, registered Sep 21, 2020 (-3 days) · Wirehouse to wirehouse
• C••••• S••••• S••••••••• •••• L•• to U•• F•••••••• S••••••• I•••
  left Oct 19, 2004, registered May 30, 2013 (3145 days) · Other
• P••••••• L•• to C••••• S••••• S••••••••• •••• L••
  left Jan 17, 2003, registered Jan 17, 2003 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

24derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address