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Registered advisor
M•••••• X••••• H••••••
Feed of 09/14/2026
Also filed as Mike H••••••
At current firm
0 y
since Apr 7, 2026
In the industry
22 y
since Apr 23, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 7, 2026 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseMay 26, 2023 to Apr 3, 2026 · Houston, Tx
- J••• M••••• S••••••••• L•• wirehouseJul 8, 2010 to May 15, 2012 · Houston, Tx
- C•••• I••••••••• S••••••• C•••• formerMay 2, 2009 to Jul 9, 2010 · Houston, Tx
- W••• I••••••••• I••• unclassifiedJun 25, 2007 to May 2, 2009 · Houston, Tx
- C••• F•••••••• S•••••••• L••• formerMay 4, 2004 to Jun 15, 2006 · Colorado Springs, Co
Moves
a registration end followed by a registration begin elsewhere
- J••• M••••• S••••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 3, 2026, registered Apr 7, 2026 (4 days) · Wirehouse to affiliated broker-dealer or bank
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Jul 9, 2010, registered Jul 8, 2010 (-1 days) · Other
- W••• I••••••••• I••• to C•••• I••••••••• S••••••• C••••left May 2, 2009, registered May 2, 2009 (0 days) · corporate re-registration, not a move
- C••• F•••••••• S•••••••• L••• to W••• I••••••••• I•••left Jun 15, 2006, registered Jun 25, 2007 (375 days) · Other
Signals
- M•••••• X••••• H•••••• left J••• M••••• S••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2026-04-07)Apr 3, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address